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Clayton Morgan Dudley

LPl Financial LLC

Covington, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-05-03
  • LA RA
    APPROVED
    Since 2024-05-03

Branch Locations

2301 N Hwy 190, Suite 11, Covington, LA 70433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
527 Causeway Llc Dba Pat Gallagher's 527 Mandeville LA 08/2023 05/2024
Tastebuds Management Llc New Orleans LA 04/2010 08/2023
Lpl Financial Llc Covington LA 10/2023 Present
  • 08/2023 → 05/2024
    527 Causeway Llc Dba Pat Gallagher's 527
    Mandeville, LA
  • 04/2010 → 08/2023
    Tastebuds Management Llc
    New Orleans, LA
  • 10/2023 → Present
    Covington, LA
Other Businesses

1) 01/30/2023 - Benchmark Investment Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 2) 11/26/2024 - 527 Causeway LLC dba Gallagher's 529 - Outside/W-2 Employment - Server - Not Investment Related - 527 N Causeway Blvd., Mandeville, LA 70448 - Start Date 10/23/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-25
  • S66 Uniform Combined State Law Examination
    2024-04-25
Other Names
  • Clay Morgan Dudley

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