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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2010-03-29 |
| TX | RA | APPROVED | 2010-03-09 |
| CA | RA | APPROVED | 2010-02-26 |
Branch Locations
2301 N Hwy 190, Suite 11, Covington, LA 70433 • United States
Mandeville, LA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Covington | LA | 02/2010 | Present |
1. 02/26/2010 - ACCOUNTING AND TAXEX. VERY LITTLE ACTIVITY IN PAST COUPLE OF YEARS, CPA/BOOKKEEPER/TAX PREPARER, 1%. 2. 7/1/10 - DBA ONLY/BENCHMARK INVESTMENT GROUP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-23 |
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