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Michael William Abrecht Beaumont

Wells Fargo Clearing Services, LLC

Columbia, MD

Westminster, MD

CRD 5662939

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-02
MD RA APPROVED 2009-08-27
  • TX RA
    APPROVED_RES
    Since 2018-07-02
  • MD RA
    APPROVED
    Since 2009-08-27

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

375 N Center St, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Baltimore MD 04/2009 11/2016
Wells Fargo Clearing Services, Llc Baltimore MD 11/2016 Present
Other Businesses

EXECUTOR FOR GRANDMOTHER; INV RELATED; WESTMINSTER, MD; START: 10/28/2024; 3 HOURS A MONTH; 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-26
  • S66 Uniform Combined State Law Examination
    2009-08-26
Designations
  • Certified Financial Planner
Other Names
  • Michael Beaumont

View on SEC IAPD

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Nearby Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

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