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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-12-09 |
| TX | RA | APPROVED | 2019-12-05 |
Branch Locations
6510 South Millrock Drive Suite 100, Holladay, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 10/2012 | 12/2019 |
| Bank Of America, N.A. | Beverly Hills | CA | 04/2015 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Holladay | UT | 12/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2019 | Present |
I*58476 For profit or not for profit: For-Profit Organization Name of outside business organization: Harding Family Investments LLC Investment related: Y Address of business: Salt Lake City, Utah 84108 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 1/1/1996 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The business owns and manages a variety of real estate holdings. I have no responsibilities, and spend 0 Hours per week on work related to this business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-15 |
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