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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
ID RA APPROVED 2025-09-03
TX RA APPROVED_RES 2025-09-02
WA RA APPROVED 2025-09-02
  • IL RA
    APPROVED
    Since 2025-09-05
  • ID RA
    APPROVED
    Since 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2025-09-02
  • WA RA
    APPROVED
    Since 2025-09-02

Branch Locations

5250 Old Orchard Rd Suite 300, Skokie, IL 60077 • United States

515 Pine St Ste D, Sandpoint, ID 83864 • United States

Chelan, WA • United States

9 Tenth St, Priest River, ID 83856 • United States

1420 5Th Ave Suite 2625, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Seattle WA 12/2009 08/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2009 08/2025
Anderson, Foe, Kent, Madsen & Associates, Llc Seattle WA 08/2021 Present
Brad W Mitchell Inc Seattle WA 12/2021 Present
Cetera Advisors Llc St Cloud MN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2009 → 08/2025
    Seattle, WA
  • 04/2009 → 08/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2021 → Present
    Anderson, Foe, Kent, Madsen & Associates, Llc
    Seattle, WA
  • 12/2021 → Present
    Brad W Mitchell Inc
    Seattle, WA
  • 09/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ANDERSON, FOE, KENT, MADSEN & ASSOCIATES, LLC DBA PILLAR FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 8/2021 POSITION/TITLE/RELATIONSHIP: PARTNER & WEALTH MANAGEMENT ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR; 2. NAME OF OTHER BUSINESS: BRAD W MITCHELL INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-13
S63 Uniform Securities Agent State Law Examination 2010-07-12
  • S65 Uniform Investment Adviser Law Examination
    2014-06-13
  • S63 Uniform Securities Agent State Law Examination
    2010-07-12

View on SEC IAPD

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