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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-20 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Lutz, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Assetmark Financial Holdings, Inc | Lutz | FL | 06/2014 | Present |
| Assetmark Brokerage, Llc | Lutz | FL | 08/2014 | Present |
1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 06/2014 - 160 HRS / MONTH - REGIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC - INVESTMENT RELATED. 2. EXIT PLANNING INSTITUTE, SARASOTA FLORIDA CHAPTER - NOT INVESTMENT RELATED - NATURE: EDUCATIONAL NETWORKING GROUP FOR INDIVIDUALS WORKING WITH BUSINESS OWNERS ONTHEIR EXIT STRATEGY - BOARD MEMBER -START DATE 3/2025 - DUTIES: HELP WITH EVENT SCHEDULING AND LOGISTICS, PROMOTE THE CHAPTER TO INDIVIDUALS THAT COULD BENEFIT FROM THE CONTENT - 8 HOURS PER MONTH, LESS THAN 1 HOUR DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-20 |
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