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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
Branch Locations
5310 Nw 33 Ave. Suite 206, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Boca Raton | FL | 05/2009 | 05/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2014 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2011 | 05/2019 |
| Northwestern Mutual Investment Services, Llc | Boca Raton | FL | 05/2012 | 05/2019 |
| National Securities Corp | Boca Raton | FL | 05/2019 | 07/2022 |
| National Asset Management | Boca Raton | FL | 05/2019 | 07/2022 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | 01/2023 |
| Sagepoint Financial, Inc. | Fort Lauderdale | FL | 01/2023 | 09/2023 |
| Osaic Wealth, Inc. | Fort Lauderdale | FL | 09/2023 | Present |
(1)DRY CLEANING CONSULTING, 100% OWNER, NON INVESTMENT RELATED, 20267 OCEAN KEY DR, BOCA RATON, FL, 0 HOURS MONTH TRADING HOURS... (2)NATIONAL INSURANCE CORP, INVESTMENT RELATED, SAME ADDRESS AS NSC, FIXED INSURANCE, INSURANCE AGENT, START DATE: 05/2019, 3 HOURS/MONTH DURING TRADING HOURS, OFFER INSURANCE PRODUCTS TO CLIENT... (3) JP GLOBAL FINANCIAL SERVICES, INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 05/20/2019 ADDRESS: 5310 NW 33rd Ave, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: DBA, "JP Global Financial Services, Inc?."for accounting/tax purposes. (4) OUTSIDE FIXED INSURANCE AND HEALTH INSURANCE POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2008 ADDRESS: 5310 NW 33rd Ave, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: Sale of Life, Health, Disability and Long Term Care (5) SOUTH FLORIDA SHOOTING SUPPLY, INC POSITION: owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2017 ADDRESS: 9045 La Fontana Blvd Ste 222, Boca Raton FL 33434, United States DESCRIPTION: Maintain books and records for ATF, maintain compliance records for company. Not investment related (6) CREATIVE FINANCIAL NETWORK POSITION: Representative NATURE: Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 01/17/2023 ADDRESS: 5310 NW 33rd Ave, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: Advice and sale of fixed insurance, disability and health products (7) PRECECONSULTING, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 160 NW 24th ST Bay 4, Suite 223, Boca Raton FL 33431, United States DESCRIPTION: Dry Cleaning and Laundry Business consulting. Helping with set up and running of these types of business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-21 |
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