Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-01
  • FL RA
    APPROVED
    Since 2023-09-01

Branch Locations

5310 Nw 33 Ave. Suite 206, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Boca Raton FL 05/2009 05/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2014 05/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2011 05/2019
Northwestern Mutual Investment Services, Llc Boca Raton FL 05/2012 05/2019
National Securities Corp Boca Raton FL 05/2019 07/2022
National Asset Management Boca Raton FL 05/2019 07/2022
B. Riley Wealth Management Boca Raton FL 07/2022 01/2023
Sagepoint Financial, Inc. Fort Lauderdale FL 01/2023 09/2023
Osaic Wealth, Inc. Fort Lauderdale FL 09/2023 Present
  • 05/2009 → 05/2019
    Boca Raton, FL
  • 02/2014 → 05/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2011 → 05/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2012 → 05/2019
    Boca Raton, FL
  • 05/2019 → 07/2022
    National Securities Corp
    Boca Raton, FL
  • 05/2019 → 07/2022
    National Asset Management
    Boca Raton, FL
  • 07/2022 → 01/2023
    B. Riley Wealth Management
    Boca Raton, FL
  • 01/2023 → 09/2023
    Sagepoint Financial, Inc.
    Fort Lauderdale, FL
  • 09/2023 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

(1)DRY CLEANING CONSULTING, 100% OWNER, NON INVESTMENT RELATED, 20267 OCEAN KEY DR, BOCA RATON, FL, 0 HOURS MONTH TRADING HOURS... (2)NATIONAL INSURANCE CORP, INVESTMENT RELATED, SAME ADDRESS AS NSC, FIXED INSURANCE, INSURANCE AGENT, START DATE: 05/2019, 3 HOURS/MONTH DURING TRADING HOURS, OFFER INSURANCE PRODUCTS TO CLIENT... (3) JP GLOBAL FINANCIAL SERVICES, INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 05/20/2019 ADDRESS: 5310 NW 33rd Ave, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: DBA, "JP Global Financial Services, Inc?."for accounting/tax purposes. (4) OUTSIDE FIXED INSURANCE AND HEALTH INSURANCE POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2008 ADDRESS: 5310 NW 33rd Ave, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: Sale of Life, Health, Disability and Long Term Care (5) SOUTH FLORIDA SHOOTING SUPPLY, INC POSITION: owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2017 ADDRESS: 9045 La Fontana Blvd Ste 222, Boca Raton FL 33434, United States DESCRIPTION: Maintain books and records for ATF, maintain compliance records for company. Not investment related (6) CREATIVE FINANCIAL NETWORK POSITION: Representative NATURE: Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 01/17/2023 ADDRESS: 5310 NW 33rd Ave, Suite 206, Fort Lauderdale FL 33309, United States DESCRIPTION: Advice and sale of fixed insurance, disability and health products (7) PRECECONSULTING, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: 160 NW 24th ST Bay 4, Suite 223, Boca Raton FL 33431, United States DESCRIPTION: Dry Cleaning and Laundry Business consulting. Helping with set up and running of these types of business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-22
S63 Uniform Securities Agent State Law Examination 2009-12-21
  • S66 Uniform Combined State Law Examination
    2011-02-22
  • S63 Uniform Securities Agent State Law Examination
    2009-12-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor