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David M Carter

Thrivent Investment Management Inc.

Rockford, IL

Freeport, IL

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-30
IL RA APPROVED 2009-10-09
  • TX RA
    APPROVED_RES
    Since 2026-06-30
  • IL RA
    APPROVED
    Since 2009-10-09

Branch Locations

1463 S Bell School Rd, Rockford, IL 61108 • United States

524 W Stephenson St, Freeport, IL 61032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Rockford IL 09/2009 Present
Thrivent Financial For Lutherans Appleton WI 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-08
S63 Uniform Securities Agent State Law Examination 2009-05-01
  • S66 Uniform Combined State Law Examination
    2009-10-08
  • S63 Uniform Securities Agent State Law Examination
    2009-05-01

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
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STACKSTONE WEALTH, LLC · ROCKFORD, IL
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