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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-03-28
  • NJ RA
    APPROVED
    Since 2023-03-28

Branch Locations

1099 Hingham Street, Rockland, MA 02370 • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Westwood MA 06/2013 09/2022
John Hancock Distributors Llc Westwood MA 07/2013 09/2022
Ubs Financial Services.iNc Gables FL 09/2022 Present
  • 06/2013 → 09/2022
    John Hancock
    Westwood, MA
  • 07/2013 → 09/2022
    John Hancock Distributors Llc
    Westwood, MA
  • 09/2022 → Present
    Ubs Financial Services.iNc
    Gables, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-27
S63 Uniform Securities Agent State Law Examination 2013-06-19
  • S65 Uniform Investment Adviser Law Examination
    2023-03-27
  • S63 Uniform Securities Agent State Law Examination
    2013-06-19
Other Names
  • Erin Vierra

View on SEC IAPD

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