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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2024-07-25
TX RA APPROVED_RES 2021-01-09
UT RA APPROVED 2009-06-22
  • WY RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED_RES
    Since 2021-01-09
  • UT RA
    APPROVED
    Since 2009-06-22

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Fort Bridger, WY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Other Businesses

DJKM INC; NON INV RELATED; KAYSVILLE, UT; OWNER; SMALL BUSINESS MARKETING CONSULTING; START 8/21/17; 60 HRS/MO; 0 DURING TRADING.| FORT MEADOWS HOA; NOT INV RELATED; FORT BRIDGER, WY; HOA; PRESIDENT; START DATE 08/25/2025; 3 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-19
  • S66 Uniform Combined State Law Examination
    2009-06-19
Other Names
  • Derick Liwanag
  • Danilo Liwanag

View on SEC IAPD

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