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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-03-15 |
Branch Locations
1025 Smith Street, Providence, RI 02908 • United States
1927 Post Road, Warwick, RI 02886 • United States
75 State Street, Boston, MA 02109 • United States
131 Elmgrove Avenue, Providence, RI 02906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Inc. | Warwick | RI | 05/2012 | 03/2018 |
| Citizens Securities Inc. | Warwick | RI | 05/2012 | 03/2018 |
| Citizens Bank | Warwick | RI | 05/2012 | 03/2018 |
| Santander Bank, Na | Boston | MA | 03/2018 | Present |
| Santander Securities, Llc | Dorchester | MA | 03/2018 | 11/2022 |
| Santander Securities, Llc | Dorchester | MA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-05 |
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