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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-30 |
| VA | RA | APPROVED | 2016-11-30 |
Branch Locations
1750 Tysons Blvd Suite 1140, Tysons, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tmfs Advisors, Llc | Overland Park | KS | 07/2013 | 11/2016 |
| Financial Engines Advisors L.L.C. | Vienna | VA | 11/2016 | 01/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 01/2021 | Present |
(1) Rental Property; INVESTMENT RELATED: No; ADDRESS: 407 SOUTH LAUREL ST. RICHMOND, VA 23220 NATURE: Rental Property; POSITION: Owner; START DATE: 10/01/2010; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 HRS; DUTIES: Payment processing. (2) Rental Property; INVESTMENT RELATED: No; ADDRESS: 1530 LAUREL TOP DR. MIDLOTHIAN, VA 23114; NATURE: Rental Property; POSITION: Owner; START DATE: 07/01/2013; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 HRS; DUTIES: Payment processing. (3) G&G White Horse Mountain; INVESTMENT RELATED: No; ADDRESS: 11890 Sunrise Valley Dr, Suite 206, Reston VA 20191; NATURE: Timber; POSITION: Owner; START DATE: ; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Owner of the land and LLC. (4) G2 Investments LLC; INVESTMENT RELATED: No; ADDRESS: 11890 Sunrise Valley Dr, Reston, VA 20191; NATURE: General investments; POSITION: Review investment opportunities; START DATE: 03/15/2024; NUMBER OF HOURS/MONTH: 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Review investment opportunities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-09 |
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