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Robert Casey Hatch

Alliancebernstein L.P.

Nashville, TN

CRD 5660144

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2019-11-12
  • TN RA
    APPROVED
    Since 2019-11-12

Branch Locations

501 Commerce Street, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Asset Management Corp Chicago IL 09/2013 07/2019
Bmo Investment Distributors Chicago IL 01/2015 07/2019
Alliancebernstein Investments, Inc. Nashville TN 08/2019 Present
  • 09/2013 → 07/2019
    Bmo Asset Management Corp
    Chicago, IL
  • 01/2015 → 07/2019
    Bmo Investment Distributors
    Chicago, IL
  • 08/2019 → Present
    Alliancebernstein Investments, Inc.
    Nashville, TN
Previous Registrations
  • 2010-10-06 → 2013-09-17
    New York, NY
  • 2009-06-23 → 2010-10-11
    Wells Fargo Investments, Llc
    Salt Lake City, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-08
  • S66 Uniform Combined State Law Examination
    2019-11-08
Other Names
  • R. Casey Hatch
  • Casey Hatch

View on SEC IAPD

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