Dana Rodrigues

Current Employers

Employment History

• 04/1999 → Present
  Affiliated Mortgage Services
  Wakefield, MA
• 02/2001 → Present
  Affiliated Real Estate Services
  Wakefield, MA
• 11/2015 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 08/2017 → 09/2018
  Bright Futures Wealth Management, Llc
  Pittsford, NY
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1)FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY, HEALTH, ANNUITIES, AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: AFFILIATED FINANCIAL GROUP ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2016 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR / IAR ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, INSURANCE & ESTATE PLANNING SERVICES ; (3)PSDA REALTY TRUST, NOT INVESTMENT RELATED, 157 LIBERTY ST, N. ANDOVER, MA 01845, REAL ESTATE, STARTED 1987, OWNER, APX 5 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE AND MANAGE (4)OMNI MORTGAGE, NOT INVESTMENT RELATED, 215 MAIN ST, SUITE 3, SALEM, MA 03079, MORTGAGE COMPANY, AGENT, APX 10 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE MORTGAGES AS PART OF FINANCIAL PLANNING . (5) AFFILIATED FINANCIAL SERVICE, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, TAX AND ACCOUNTING, STARTED 2/2017, PART OWNER, APX 3HOURS PER WEEK, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX PREP, BOOKKEEPING, PROPERTY AND CASUALTY INSURANCE. (6) NAME OF OTHER BUSINESS: FINANCIAL EDUCATION PARTNERSHIP ; INVESTMENT RELATED: NO ADDRESS: 3 RESEARCH BLVD SUITE 210, ROCKVILLE MD 20850 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 04/2020 ; POSITION/TITLE/RELATIONSHIP: EDUCATOR ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: PROVIDING EDUCATIONAL WORKSHOPS ON GENERAL TOPICS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-22
• S63 Uniform Securities Agent State Law Examination
  2009-08-14