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Abbey Lauren Borbon

Wells Fargo Clearing Services, LLC

Upland, CA

Pasadena, CA

La Verne, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1919 N Campus Ave, Upland, CA 91784 • United States

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

1487 Foothill Blvd, La Verne, CA 91750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Upland CA 06/2005 Present
Cal Poly Pomona Pomona CA 08/2002 Present
Wells Fargo Advisors Llc Upland CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Upland CA 11/2016 Present
  • 06/2005 → Present
    Wells Fargo Bank
    Upland, CA
  • 08/2002 → Present
    Cal Poly Pomona
    Pomona, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Upland, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Upland, CA
Previous Registrations
  • 2009-06-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Upland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-05
  • S66 Uniform Combined State Law Examination
    2009-06-05
Other Names
  • Abbey Lauren Lind

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
CHARLES SCHWAB & CO., INC. · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA
EDWARD JONES · ALTA LOMA, CA

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