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Juliana Gowan Dukes

LPl Financial LLC

Jefferson, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-06-13
  • IA RA
    APPROVED
    Since 2025-06-13

Branch Locations

116 West State Street, Jefferson, IA 50129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fbl Marketing Serv West Des Moines IA 11/2017 08/2024
Farm Bureau Financial Serv West Des Moines IA 08/2013 08/2024
Peoples Bank Jefferson IA 01/2025 Present
Lpl Financial Jefferson IA 01/2025 Present
Student Stuart IA 09/2024 01/2025
  • 11/2017 → 08/2024
    Fbl Marketing Serv
    West Des Moines, IA
  • 08/2013 → 08/2024
    Farm Bureau Financial Serv
    West Des Moines, IA
  • 01/2025 → Present
    Peoples Bank
    Jefferson, IA
  • 01/2025 → Present
    Lpl Financial
    Jefferson, IA
  • 09/2024 → 01/2025
    Student
    Stuart, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-09
S63 Uniform Securities Agent State Law Examination 2018-01-26
  • S65 Uniform Investment Adviser Law Examination
    2025-06-09
  • S63 Uniform Securities Agent State Law Examination
    2018-01-26
Other Names
  • Juliana Clare Gowan

View on SEC IAPD

Other Firms

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INTEGRITY ALLIANCE, LLC.
AEGIS WEALTH MANAGEMENT, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

TIMOTHY JAMES HEISTERKAMP
Jackson E Morton
Robert Dean Dozier
KEITH WILLIAM BERG
ADAM THOMPSON GOOD
SAMANTHA LYNN STEPHENS
Shawn Brian Shindelar
Andrew Brommer

Other Offices

LPL FINANCIAL LLC · JEFFERSON, IA
EDWARD JONES · JEFFERSON, IA
LPL FINANCIAL LLC · OGDEN, IA
EDWARD JONES · PERRY, IA
KESTRA ADVISORY SERVICES, LLC · Perry, IA
INTEGRITY ALLIANCE, LLC. · PANORA, IA
EDWARD JONES · PANORA, IA
AEGIS WEALTH MANAGEMENT, INC. · GUTHRIE CENTER, IA

More in Jefferson, IA

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