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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED | 2024-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Jefferson | IA | 11/1997 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 04/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 04/2024 |
| Lpl Financial Llc | Jefferson | IA | 04/2024 | Present |
1.04/12/2024- No Limits Properties, LLC- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- IA 50129- .5 hrs per mnth- start date 01/24/2024 2. 04/12/2024- Notary- IA 50129- Inv Rel- .2 hrs per mnth- .001 hrs during trading- start date 05/21/2013 3. 04/12/2024- Thomas Laehn Exploratory Committee, Inc- Politics/Government - Non Inv Rel- IA 50129- 2 hrs per mnth- start date 03/11/2024 4. 04/12/2024- Minister- Outside/W-2 Employment- Non Inv Rel- IA 50129- 1 hr per mnth- start date 01/01/2000 5. 04/12/2024- Independent Insurance Agent for Various Independent Insurance Companies- Non-Variable Insurance- Inv Rel- 2 hrs per mnth- start date 10/01/2017 6. 04/12/2024- Journey Financial, LLC- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel-
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-05 |
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