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Richard Mollin

Bay Colony Advisors

Concord, MA

Leland, NC

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Current Employers
Bay Colony Advisors

86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-02-27
MA RA APPROVED 2016-09-12
  • NC RA
    APPROVED
    Since 2019-02-27
  • MA RA
    APPROVED
    Since 2016-09-12

Branch Locations

86 Baker Avenue Extension Suite 310, Concord, MA 01742 • United States

Leland, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sentinel Advisory Services, Llc Northborough MA 05/2009 02/2019
Bay Colony Advisors Concord MA 09/2016 Present
Sentinel Advisory Services, Inc. Leland NC 06/2019 Present
Sentinel Advisory Services, Llc Leland NC 02/2019 06/2019
  • 05/2009 → 02/2019
    Sentinel Advisory Services, Llc
    Northborough, MA
  • 09/2016 → Present
    Bay Colony Advisors
    Concord, MA
  • 06/2019 → Present
    Sentinel Advisory Services, Inc.
    Leland, NC
  • 02/2019 → 06/2019
    Sentinel Advisory Services, Llc
    Leland, NC
Previous Registrations
  • 2009-05-12 → 2016-12-31
    Sentinel Advisory Services, Llc
    Northborough, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-04
  • S65 Uniform Investment Adviser Law Examination
    2009-05-04

View on SEC IAPD

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