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Kelli Waclawski

Charles Schwab & Co., Inc.

Annapolis, MD

Gaithersburg, MD

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
MD RA APPROVED 2022-03-23
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • MD RA
    APPROVED
    Since 2022-03-23

Branch Locations

1901 Towne Center Boulevard Suite 145, Annapolis, MD 21401 • United States

108 Ellington Blvd, Gaithersburg, MD 20878-4552 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advocare Vacaville CA 05/2015 01/2018
Bank Of The West Vacavile CA 03/2016 03/2018
Bancwest Investment Services Benicia CA 04/2018 03/2022
Td Ameritrade Annapolis MD 03/2022 12/2022
Charles Schwab & Co., Inc. Annapolis MD 12/2022 Present
Charles Schwab Bank, Ssb Annapolis MD 10/2022 Present
  • 05/2015 → 01/2018
    Advocare
    Vacaville, CA
  • 03/2016 → 03/2018
    Bank Of The West
    Vacavile, CA
  • 04/2018 → 03/2022
    Bancwest Investment Services
    Benicia, CA
  • 03/2022 → 12/2022
    Td Ameritrade
    Annapolis, MD
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Annapolis, MD
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    Annapolis, MD
Previous Registrations
  • 2022-03-23 → 2022-12-16
    Td Ameritrade Investment Management, Llc
    Annapolis, MD
  • 2022-03-23 → 2022-10-14
    Td Ameritrade, Inc.
    Annapolis, MD
  • 2021-01-22 → 2022-03-07
    Bancwest Investment Services, Inc.
    Walnut Creek, CA
    Vacaville, CA
    Benicia, CA
    O'FAllon, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-21
S63 Uniform Securities Agent State Law Examination 2009-05-07
  • S66 Uniform Combined State Law Examination
    2021-01-21
  • S63 Uniform Securities Agent State Law Examination
    2009-05-07
Other Names
  • Kelli A Waclawski
  • Kelli A Kincaid
  • Kelli A Kincaid
  • Kelli Anne Waclawski

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
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EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
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