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Peter Lind Signor

Wells Fargo Clearing Services, LLC

Santa Clara, CA

San Jose, CA

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-28
CA RA APPROVED 2015-05-01
  • TX RA
    APPROVED
    Since 2018-11-28
  • CA RA
    APPROVED
    Since 2015-05-01

Branch Locations

1111 Washington St, Santa Clara, CA 95050 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

130 Blossom Hill Rd, San Jose, CA 95123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Jose CA 04/2015 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-05-06
    J.P. Morgan Securities Llc
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Fremont, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
  • 2010-12-03 → 2012-10-01
    Chase Investment Services Corp.
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
  • 2009-06-17 → 2010-10-01
    Edward Jones
    St Louis, MO
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-12
  • S66 Uniform Combined State Law Examination
    2009-06-12
Other Names
  • Peter Signor

View on SEC IAPD

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Other Offices

EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
TAIWANIA CAPITAL MANAGEMENT USA, INC. · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Santa Clara, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
CETERA INVESTMENT ADVISERS LLC · SANTA CLARA, CA

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