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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-23
  • NJ RA
    APPROVED
    Since 2025-10-23

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Pompton Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Parsippany NJ 05/2015 01/2020
Mutual Of America Securities Llc Parsippany NJ 05/2015 01/2020
Mutual Of America Life Insurance Company Parsippany NJ 01/2020 09/2023
Mutual Of America Securities Llc. Parsippany NJ 01/2020 08/2023
Sentinel Group Wakefield MA 09/2023 03/2025
Empower Financial Services, Inc Greenwood Village CO 10/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2025 Present
N/A Pompton Plains NJ 03/2025 10/2025
  • 05/2015 → 01/2020
    Mutual Of America Life Insurance Company
    Parsippany, NJ
  • 05/2015 → 01/2020
    Mutual Of America Securities Llc
    Parsippany, NJ
  • 01/2020 → 09/2023
    Mutual Of America Life Insurance Company
    Parsippany, NJ
  • 01/2020 → 08/2023
    Mutual Of America Securities Llc.
    Parsippany, NJ
  • 09/2023 → 03/2025
    Sentinel Group
    Wakefield, MA
  • 10/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2025 → Present
    Greenwood Village, CO
  • 03/2025 → 10/2025
    N/A
    Pompton Plains, NJ
Previous Registrations
Other Businesses

Owner - 135 Maple Ave LLC. rental property. Start 8/2020, 0 hours per month. 5 Abbey Lane Pompton Plains NJ 07444, non-investment related Owner - JRF Enterprises LLC, landscaping. Start 09/2025, 0 hours per month, 5 Abbey Lane Pompton Plains NJ 07444, non-investment related Owner - ANT Enterprises LLC, landscaping. Start 09/2025, 0 hours per month, 5 Abbey Lane Pompton Plains NJ 07444, non-investment related Member on the Board of Trustees - White Sands Beach Condominium Association, Start 03/2025, 12-20 hours annually, non-investment related Trustee on the Board of Directors - Comprehensive Behavioral Healthcare, 12-20 hours annually, non-investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-27
S63 Uniform Securities Agent State Law Examination 2009-05-29
  • S65 Uniform Investment Adviser Law Examination
    2024-03-27
  • S63 Uniform Securities Agent State Law Examination
    2009-05-29
Other Names
  • Dana Pannasch
  • Dana Marie Pannasch
  • Dana Marie Snider

View on SEC IAPD

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