Tyler Caldwell Curtis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 12/2022
  Lincoln Investment
  Wyncote, PA
• 10/2014 → 12/2022
  Rob Capuano Financial
  Tampa, FL
• 12/2022 → Present
  Lpl Financial Llc
  Tampa, FL

Previous Registrations

• 2014-10-21 → 2022-12-08
  Lincoln Investment
  Tampa, FL
  Lutz, FL
• 2014-11-13 → 2022-12-08
  Capital Analysts
  Tampa, FL
• 2011-05-23 → 2014-10-27
  Lpl Financial Llc
  Tampa, FL

Other Businesses

1) 12/2022 - Cap Equity Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hours Per Month / 100 Time Spent Percent / 7 Hours During Trading / Tampa, FL 2) 12/2022 - Curtis Financial, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Realted / 160 Hours Per Month / 100 Time Spent Percent / 7 Hours During Trading / Tampa, FL 3) 01/24/2024 - TEAGHLACH 240, LLC - Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 11/15/2023 - 5 Hrs/Mo During Trading. 4) 01/30/2025 - TYLER CURTIS - Non-Variable Insurance -Investment Related - At Reported Business Location(s) - Start Date:03/01/2024 - 8 Hrs/Mth - 6 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-11