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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Shelton CT 03/2017 Present
Msi Financial Services Stamford CT 07/2016 03/2017
Massachusetts Mutual Life Insurance Company Shelton CT 07/2016 Present
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → 03/2017
    Msi Financial Services
    Stamford, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Shelton, CT
Previous Registrations
  • 2015-05-26 → 2017-03-25
    Msi Financial Services, Inc.
    Stamford, CT
Other Businesses

NAME: NUNO TECLA INV REL: Y ADDR: 6 CORPORATE DR SHELTON CT 06484 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START: 06/2009 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 2 DESCRIBE DUTIES: LIFE, ACCIDENT, HEALTH, PROPERTY & CASUALTY, DENTAL AND GROUP DISABILITY INCOME, FIXED ANNUITIES, LTC, AND MEDICARE RELATED PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-14
S63 Uniform Securities Agent State Law Examination 2009-06-06
  • S65 Uniform Investment Adviser Law Examination
    2015-04-14
  • S63 Uniform Securities Agent State Law Examination
    2009-06-06

View on SEC IAPD

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