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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-10-24 |
Branch Locations
8515 E Orchard Rd, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Englewood | CO | 06/2015 | Present |
| Advised Assets Group, Llc. | Greenwood Village | CO | 09/2016 | Present |
| Empower Retirement | Greenwood Village | CO | 06/2015 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-19 |
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