Brian L Brashaw

Current Employers

Employment History

• 10/2009 → 07/2018
  Td Ameritrade
  Bellevue, NE
• 07/2018 → 10/2025
  Securities America, Inc.
  La Vista, NE
• 07/2018 → 10/2025
  Securities America Advisors
  La Vista, NE
• 03/2019 → 10/2025
  Ladenburg Thalmann & Co.
  New York, NY
• 06/2024 → 10/2025
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → 10/2025
  Osaic Wealth, Inc.
  Jersey City, NJ
• 10/2025 → Present
  Merit Financial Advisors
  Alpharetta, GA
• 12/2025 → Present
  Purshe Kaplan Sterling
  Albany, NY

Previous Registrations

• 2024-06-14 → 2025-10-24
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2018-07-16 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
  Omaha, NE
  La Vista, NE
• 2011-10-24 → 2018-07-20
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
• 2011-10-24 → 2018-07-20
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Omaha, NE

Other Businesses

1) Merit Financial Advisors Investment-related. At registered location. RIA. Financial Advisor. Start date: 12/2025. 160 hrs/month; all during trading hours. Provide advice to clients. 2) 401Kurator; Investment-Related; 1013 Shawnee Rd, Papillion, Nebraska, 68046; Event planning, consulting, Public speaking, event emcee, freelance writing; Founder; 04/08/2025; 5 hours monthly; 0 hours during securites trading hours; I have bought the domain but have not yet filed to incorporate and has not yet had any activity. It would not include selling securities, nor recommending securities products.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-20
• S63 Uniform Securities Agent State Law Examination
  2009-11-13

Other Names

• Brian Lee Brashaw