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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-05-13
MN RA APPROVED 2021-11-19
  • WI RA
    APPROVED
    Since 2025-05-13
  • MN RA
    APPROVED
    Since 2021-11-19

Branch Locations

600 2Nd St, Hudson, WI 54016 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

640 Apollo Dr, Lino Lakes, MN 55014 • United States

670 Mcknight Rd N, Saint Paul, MN 55119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 11/2018
U.S. Bancorp Investments, Inc. Shoreview MN 11/2018 11/2021
Wells Fargo Clearing Services, Llc Saint Paul MN 11/2021 Present
Previous Registrations
  • 2018-11-07 → 2021-12-14
    New Brighton, MN
    Mounds View, MN
    Shoreview, MN
    Ramsey, MN
    Saint Anthony, MN
  • 2014-01-08 → 2018-11-14
    Cetera Wealth Services, Llc
    New Brighton, MN
    Coon Rapids, MN
    Savage, MN
    Lino Lakes, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-14
  • S63 Uniform Securities Agent State Law Examination
    2009-08-14
Other Names
  • Bradley J Lange
  • Brad Lange

View on SEC IAPD

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