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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-05-13 |
| MN | RA | APPROVED | 2021-11-19 |
Branch Locations
600 2Nd St, Hudson, WI 54016 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
640 Apollo Dr, Lino Lakes, MN 55014 • United States
670 Mcknight Rd N, Saint Paul, MN 55119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 11/2018 |
| U.S. Bancorp Investments, Inc. | Shoreview | MN | 11/2018 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-08-14 |
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