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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-09-09 |
Branch Locations
1200 Hosford Street, Suite 202, Hudson, WI 54016 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Central University | Minneapolis | MN | 08/2016 | 05/2020 |
| Swan Financial | Hudson | WI | 05/2020 | 10/2020 |
| Drazan, Henke, And Associates | Chaska | MN | 10/2020 | 08/2024 |
| Swan Financial | Hudson | WI | 09/2024 | 02/2025 |
| Lpl Financial Llc | Hudson | WI | 09/2024 | Present |
1. 03/24/2025-Innovative Planning Group- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/01/2025 - Great Valley Advisor Group, Inc - Registered Investment Advisor Hybrid - Investment related - At Reported Business Location (s) - Start date: 03/17/2025 - 80 Hrs/Mth - 4 Hrs During Trading. I provide administrative support to Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/01/2025 - Great Valley Advisor Group, Inc. - Registered Investment Advisor DBA - Investment related - At Reported Business Location (s) - Start date: 02/12/2025 - 80 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-26 |
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