Thomas Gregory Karlen

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Woodbury, MN
• 11/2016 → 02/2023
  Wells Fargo Clearing Services, Llc
  Woodbury, MN
• 02/2023 → 10/2025
  Petros Family Wealth, Llc
  Chanhassen, MN
• 10/2025 → Present
  Kestra Advisory Services Llc
  Hudson, WI

Previous Registrations

• 2023-06-01 → 2025-11-06
  Petros Family Wealth, Llc
  Bloomington, MN
• 2014-01-21 → 2023-02-27
  Wells Fargo Clearing Services, Llc
  Woodbury, MN
  Minneapolis, MN
  Bloomington, MN

Other Businesses

NAME: Coastline Wealth Mngmt POSITION: IAR NATURE: Insurance; Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/24/2025 ADDRESS: 86 Coulee Rd- Ste 100 Hudson, Wisconsin 54016 DESCRIPTION: managed accounts, asset allocation, financial planning, maintain cash flow NAME: Kestra Advisory Services POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/02/2025 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400 Austin, Texas 78735 DESCRIPTION: IAR

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-31
• S63 Uniform Securities Agent State Law Examination
  1994-08-03

Other Names

• Tom Karlen