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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Austin | TX | 10/2015 | 09/2020 |
| J.P. Morgan Chase Bank, N.A. | Austin | TX | 09/2020 | Present |
| J.P. Morgan Securities, Llc | Austin | TX | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-23 |
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