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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-01-23 |
Branch Locations
541 Buttermilk Pike Suite 108, Crescent Springs, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Cincinnati | OH | 08/2013 | 01/2018 |
| Commonwealth Financial Network | Waltham | MA | 01/2018 | Present |
| Rawe Financial | Crescent Springs | KY | 01/2018 | Present |
1. Selling Fixed Life Insurance, as of 2018, 1% of time spent during business hours, conducted at branch, investment related. 2. Co-Owner, Rawe Financial Group, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 08/04/2013; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-20 |
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