Roy Clayton Anderson

Current Employers

Employment History

• 05/2014 → 10/2019
  Axa Advisors, Llc
  New York, NY
• 10/2019 → 01/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 06/2020 → 12/2022
  Thrivent Advisor Network, Llc
  Austin, TX
• 01/2023 → Present
  49 Wealth Management Llc
  Austin, TX
• 01/2024 → Present
  Financial Independence Group
  Cornelius, NC
• 02/2026 → Present
  Oakwood Capital Securities, Inc.
  Minneapolis, MN

Previous Registrations

• 2020-06-23 → 2022-12-31
  Thrivent Advisor Network, Llc
  Minneapolis, MN
  Austin, TX
• 2019-12-06 → 2020-07-02
  Pks Advisory Services, Llc
  Albany, NY
• 2014-05-06 → 2019-10-30
  Equitable Advisors, Llc
  Austin, TX
  Austin, TX
  Austin, TX
• 2010-12-06 → 2014-05-02
  Charles Schwab & Co., Inc.
  Austin, TX
• 2009-06-16 → 2010-08-24
  Equitable Advisors, Llc
  Austin, TX

Other Businesses

1) Financial Independence Group. Fixed Insurance Sales. Investment Related. 19520 West Catawba Ave, Ste 200, Cornelius, NC 28031. Insurance Agent. Start 01/2024. 80 hours/month, 40 hours during trading hours, 40 hours outside of trading hours. Meet with clients, discuss financial goals and need, if applicable provide fixed insurance. 2.) 49 Wealth Management ; IAR; working as a family office service associate. Investment related. Start date 1/3/2023, 3711 S MOPAC EXPY SUITE 150, AUSTIN, TX 78746; 40 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-11

Other Names

• R. Clayton Anderson
• Clayton Anderson