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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-03 |
| NC | RA | APPROVED | 2018-01-01 |
Branch Locations
380 Knollwood Street Suite 300, Winston-Salem, NC 27103 • United States
Chapel Hill, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | 11/2017 |
| Cambridge Investsment Research Advisors, Inc. | Fairfield | IA | 04/2016 | 11/2017 |
| Oppenheimer & Co Inc | Winston Salem | NC | 11/2017 | Present |
REYNOLDA HOUSE ADVISORY COUNCIL, NON INVESTMENT RELATED, 2250 REYNOLDA RD, WINSTON SALEM, NC 27106. ADVISORY COUNCIL ASSISTS IN COORDINATING EVENTS AND PLANNING FOR THE FUTURE OF THE MUSEUM. STARTED MARCH 2016, DEVOTES 3-6 HOURS A YEAR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-20 |
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