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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-30 |
| GA | RA | APPROVED | 2020-06-02 |
Branch Locations
1200 Brookstone Centre Parkway Suite, 101, Columbus, GA 31904 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Macon | GA | 05/2013 | 11/2016 |
| New York Life Insurance Co | Macon | GA | 04/2009 | 11/2016 |
| The Hudson Financial Group | Columbus | GA | 10/2009 | 11/2016 |
| Unemployed | Columbus | GA | 12/2016 | 03/2017 |
| Lpl Financial, Llc | Columbus | GA | 04/2017 | Present |
| Capital Wealth Management Group, Llc | Colulmbus | GA | 04/2017 | Present |
| Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc) | Columbus | GA | 06/2020 | Present |
1. 4/25/2017 - Capital Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/17/2017 - Time Spent 5% - LTC, LIfe, Fixed Annuities. 2. 4/25/2017 - No Business Name - Not Investment Related - Home Based - Non-Variable Insurance--Trails Only - Started 04/01/2016 - 0 Hours Per Month - Time Spent 0% - Non-soliciting agent sharing contract with Anthem Inc. 3. 5/3/2017 - Capital Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/12/2017 - 120 Hours Per Month/7 Hours During Securities Trading - Time Spent 85% - I provide investment advisory services through Capital Wealth Management Group LLC, an independent investment advisor firm. I started this business activity in 04/12/2017. I expect to spend approximately 120 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/01/2020 - 160 Hours Per Month/9 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-11 |
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