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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-30
GA RA APPROVED 2020-06-02
  • TX RA
    APPROVED_RES
    Since 2024-01-30
  • GA RA
    APPROVED
    Since 2020-06-02

Branch Locations

1200 Brookstone Centre Parkway Suite, 101, Columbus, GA 31904 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Macon GA 05/2013 11/2016
New York Life Insurance Co Macon GA 04/2009 11/2016
The Hudson Financial Group Columbus GA 10/2009 11/2016
Unemployed Columbus GA 12/2016 03/2017
Lpl Financial, Llc Columbus GA 04/2017 Present
Capital Wealth Management Group, Llc Colulmbus GA 04/2017 Present
Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc) Columbus GA 06/2020 Present
  • 05/2013 → 11/2016
    Nylife Securities, Llc
    Macon, GA
  • 04/2009 → 11/2016
    New York Life Insurance Co
    Macon, GA
  • 10/2009 → 11/2016
    The Hudson Financial Group
    Columbus, GA
  • 12/2016 → 03/2017
    Unemployed
    Columbus, GA
  • 04/2017 → Present
    Lpl Financial, Llc
    Columbus, GA
  • 04/2017 → Present
    Capital Wealth Management Group, Llc
    Colulmbus, GA
  • 06/2020 → Present
    Newedge Advisors, Llc (Formerly: Gwm Advisors, Llc)
    Columbus, GA
Previous Registrations
  • 2017-04-27 → 2020-09-01
    Capital Wealth Management Group
    Columbus, GA
Other Businesses

1. 4/25/2017 - Capital Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/17/2017 - Time Spent 5% - LTC, LIfe, Fixed Annuities. 2. 4/25/2017 - No Business Name - Not Investment Related - Home Based - Non-Variable Insurance--Trails Only - Started 04/01/2016 - 0 Hours Per Month - Time Spent 0% - Non-soliciting agent sharing contract with Anthem Inc. 3. 5/3/2017 - Capital Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/12/2017 - 120 Hours Per Month/7 Hours During Securities Trading - Time Spent 85% - I provide investment advisory services through Capital Wealth Management Group LLC, an independent investment advisor firm. I started this business activity in 04/12/2017. I expect to spend approximately 120 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/01/2020 - 160 Hours Per Month/9 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-10
S63 Uniform Securities Agent State Law Examination 2013-12-11
  • S65 Uniform Investment Adviser Law Examination
    2017-04-10
  • S63 Uniform Securities Agent State Law Examination
    2013-12-11

View on SEC IAPD

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