Charles Michael Ricciardi

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-10
OH	RA	APPROVED	2013-06-26

TX RA
APPROVED_RES

Since 2019-07-10
OH RA
APPROVED

Since 2013-06-26

Branch Locations

4538 Mahoning Avenue, N.W., Warren, OH 44483 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Warren	OH	06/2013	Present

06/2013 → Present

Jpmorgan Securities Llc

Warren, OH

Previous Registrations

2009-06-11 → 2013-06-27

Edward Jones

St Louis, MO

Hubbard, OH

Warren, OH

Warren, OH

Cortland, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-29

S66 Uniform Combined State Law Examination

2009-05-29

Other Names

Charles Ricciardi
Charles M Ricciardi

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

JIM EARL FINANCIAL

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

PNC WEALTH MANAGEMENT LLC

CORECAP ADVISORS

Other Investors

JOHN ANTHONY CAMPOLITO

JAMES ROBERT EARL

Michael T Binion

Michaela A Matthews

WILLIAM CHANCEY DAY

LINDSAY ELAINE LEWIS

JOSEPH MICHAEL KUZMANKO

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Warren, OH

JIM EARL FINANCIAL · WARREN, OH

STATE FARM INVESTMENT MANAGEMENT CORP. · Warren, OH

EDWARD JONES · WARREN, OH

LPL FINANCIAL LLC · WARREN, OH

AMERIPRISE FINANCIAL SERVICES, LLC · Warren, OH

COMMONWEALTH FINANCIAL NETWORK · Warren, OH

PNC WEALTH MANAGEMENT LLC · NILES, OH

More in Warren, OH

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor