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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-24
TX RA APPROVED 2023-07-20
  • GA RA
    APPROVED
    Since 2023-07-24
  • TX RA
    APPROVED
    Since 2023-07-20

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bbtis Roswell GA 03/2014 01/2018
Bb&T Securities, Llc Atlanta GA 01/2018 04/2018
Wells Fargo Clearing Services, Llc Atlanta GA 04/2018 07/2023
Morgan Stanley Smith Barney Llc Alpharetta GA 07/2023 Present
Morgan Stanley Private Bank, N.A New York NY 08/2023 Present
  • 03/2014 → 01/2018
    Bbtis
    Roswell, GA
  • 01/2018 → 04/2018
    Bb&T Securities, Llc
    Atlanta, GA
  • 04/2018 → 07/2023
    Atlanta, GA
  • 07/2023 → Present
    Morgan Stanley Smith Barney Llc
    Alpharetta, GA
  • 08/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2018-04-27 → 2023-08-15
    Atlanta, GA
  • 2018-01-02 → 2018-04-30
    Bb&T Securities, Llc
    Newnan, GA
    Newnan, GA
    Atlanta, GA
    Atlanta, GA
    Smyrna, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Duluth, GA
    Charlotte, NC
    Atlanta, GA
  • 2014-03-10 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Roswell, GA
    Roswell, GA
    Marietta, GA
    Dunwoody, GA
    Atlanta, GA
    Atlanta, GA
    Smyrna, GA
    Marietta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Austell, GA
    Marietta, GA
    Marietta, GA
    Marietta, GA
    Smyrna, GA
    Dunwoody, GA
    Atlanta, GA
    Duluth, GA
    Newnan, GA
    Marietta, GA
    Newnan, GA
    Atlanta, GA
  • 2009-06-10 → 2014-03-11
    St Louis, MO
    Newnan, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-30
  • S66 Uniform Combined State Law Examination
    2009-05-30

View on SEC IAPD

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