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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
Branch Locations
757 Frederick Rd. Ste. 102, Catonsville, MD 21228 • United States
303 International Cir Ste 105, Cockeysville, MD 21030 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Baltimore | MD | 04/2009 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 03/2017 | 02/2018 |
| Mml Investors Services, Llc | Elkridge | MD | 03/2017 | 02/2018 |
| Prudential Insurance Company Of America | Catonsville | MD | 02/2018 | Present |
| Pruco Securities, Llc. | Catonsville | MD | 02/2018 | 11/2024 |
| Lpl Enterprise, Llc | Catonsville | MD | 11/2024 | Present |
1) 02/21/2025 - Perennial Financial Group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 01/01/2019 - 0hrs/mth - 0hrs During Trading 2) 02/14/2025 - Self - Real Estate Rental - Single-unit rental - INV RELATED - At Catonsville, MD - Start Date 04/01/2020 - 1hrs/mth - 0hrs During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-09 |
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