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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14

Branch Locations

757 Frederick Rd. Ste. 102, Catonsville, MD 21228 • United States

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Baltimore MD 04/2009 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 03/2017 02/2018
Mml Investors Services, Llc Elkridge MD 03/2017 02/2018
Prudential Insurance Company Of America Catonsville MD 02/2018 Present
Pruco Securities, Llc. Catonsville MD 02/2018 11/2024
Lpl Enterprise, Llc Catonsville MD 11/2024 Present
  • 04/2009 → 03/2017
    Metlife Securities
    Baltimore, MD
  • 03/2017 → 02/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 02/2018
    Elkridge, MD
  • 02/2018 → Present
    Prudential Insurance Company Of America
    Catonsville, MD
  • 02/2018 → 11/2024
    Catonsville, MD
  • 11/2024 → Present
    Catonsville, MD
Previous Registrations
  • 2018-02-08 → 2024-11-14
    Hunt Valley, MD
    North Bethesda, MD
    Crofton, MD
    Pikesville, MD
    Catonsville, MD
  • 2017-03-25 → 2018-02-08
    Baltimore, MD
    Elkridge, MD
  • 2011-04-04 → 2017-03-25
    Msi Financial Services, Inc.
    Elkridge, MD
    Baltimore, MD
Other Businesses

1) 02/21/2025 - Perennial Financial Group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 01/01/2019 - 0hrs/mth - 0hrs During Trading 2) 02/14/2025 - Self - Real Estate Rental - Single-unit rental - INV RELATED - At Catonsville, MD - Start Date 04/01/2020 - 1hrs/mth - 0hrs During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-17
S63 Uniform Securities Agent State Law Examination 2009-10-09
  • S65 Uniform Investment Adviser Law Examination
    2011-03-17
  • S63 Uniform Securities Agent State Law Examination
    2009-10-09
Other Names
  • Ollie Arnold
  • Oliver G. Arnold
  • Oliver G Arnold

View on SEC IAPD

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