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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-04-30 |
Branch Locations
500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Louisville | KY | 02/2016 | 07/2018 |
| Wells Fargo Clearing Services | Louisville | KY | 07/2018 | 12/2021 |
| Raymond James & Associates | Louisville | KY | 12/2021 | 07/2022 |
| Wells Fargo Clearing Services | Louisville | KY | 07/2022 | 05/2024 |
| Retireone Investment Services, Llc | Louisville | KY | 05/2024 | 03/2026 |
| Retireone, Inc. | Louisville | KY | 05/2024 | 03/2026 |
| R1 Services, Llc | Louisville | KY | 08/2024 | 11/2025 |
| R1 Services, Llc | Louisville | KY | 10/2024 | 11/2025 |
| Ubs Financial Services, Inc | Louisville | KY | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-26 |
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