Bret L Whiteley

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 08/2024
  Principal Life Ins Co
  Fort Worth, TX
• 03/2016 → 08/2024
  Principal Securities Inc
  Fort Worth, TX
• 08/2024 → Present
  Kestra Advisory Services
  Fort Worth, TX
• 08/2024 → Present
  Kestra Investment Services, Llc
  Fort Worth, TX

Previous Registrations

• 2016-12-16 → 2024-09-13
  Principal Securities, Inc.
  Fort Worth, TX
  Fort Worth, TX

Other Businesses

KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/21/2024 ADDRESS: 5707 Southwest Parkway Bldg 2 Suite 400, Austin TX 78735, United States DESCRIPTION: IAR MW WEALTH MANAGEMENT POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/15/2025 ADDRESS: 2900 Wingate Street, Fort Worth TX 76017, United States DESCRIPTION: Registered Rep Helping clients with all their insurance and financial needs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-15
• S63 Uniform Securities Agent State Law Examination
  2009-03-25

Other Names

• Bret Whiteley