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Ryan Matthew Jennings

Sowell Management

North Little Rock, AR

Scottsdale, AZ

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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-10-19
  • AZ RA
    APPROVED
    Since 2016-10-19

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

18835 N. Thompson Peak Pkwy., Suite #204, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. San Jose CA 06/2012 12/2016
Sowell Financial Services, Llc North Little Rock AR 09/2016 04/2017
Tcg Advisors, Lp Austin TX 05/2017 09/2019
Sowell Management North Little Rock AR 04/2017 Present
North Star Wealth Management, Llc Scottsdale AZ 01/2013 Present
  • 06/2012 → 12/2016
    Concert Wealth Management, Inc.
    San Jose, CA
  • 09/2016 → 04/2017
    Sowell Financial Services, Llc
    North Little Rock, AR
  • 05/2017 → 09/2019
    Tcg Advisors, Lp
    Austin, TX
  • 04/2017 → Present
    Sowell Management
    North Little Rock, AR
  • 01/2013 → Present
    North Star Wealth Management, Llc
    Scottsdale, AZ
Previous Registrations
  • 2018-01-11 → 2019-09-12
    Tcg Advisors, Lp
    Scottsdale, AZ
    Austin, TX
  • 2013-01-16 → 2016-12-31
    Concert Wealth Management
    Scottsdale, AZ
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-14
  • S66 Uniform Combined State Law Examination
    2013-01-14
Other Names
  • Ryan Jennings

View on SEC IAPD

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LEGACY CAPITAL WEALTH PARTNERS, LLC
MAI CAPITAL MANAGEMENT, LLC
PFS INVESTMENTS INC.
CORKERN & CO., INC.

Other Investors

JOHN KEVIN STOPHEL
JOYCE MICHELE COOL
DARYL T SEATON
JASON ALLAN STROEDE
David Neil Newsom
David Steven Swan
Bergen R Palmer
LESLIE FERRONE

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NORTH LITTLE ROCK, AR
LPL FINANCIAL LLC · LITTLE ROCK, AR
LUKAS TOTAL WEALTH · NORTH LITTLE ROCK, AR
EDWARD JONES · Little Rock, AR
LEGACY CAPITAL WEALTH PARTNERS, LLC · LITTLE ROCK, AR
MAI CAPITAL MANAGEMENT, LLC · Little Rock, AR
PFS INVESTMENTS INC. · LITTLE ROCK, AR
LPL FINANCIAL LLC · LITTLE ROCK, AR

More in North Little Rock, AR

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