Joel Kapelson

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 06/2017
  Massmutual Life Insurance Company
  Bedford, NH
• 11/2011 → 06/2017
  Mml Investors Services
  Bedford, NH
• 06/2017 → 08/2019
  Axa Advisors, Llc
  New York, NY
• 07/2019 → 09/2020
  Pruco Securities Llc
  Bedford, NH
• 07/2019 → 09/2020
  The Prudential Insurance Company Of America
  Bedford, NH
• 06/2020 → 06/2023
  New York Life Insurance Co
  Manchester, NH
• 10/2020 → 06/2023
  Nylife Securities Llc
  Manchester, NH
• 06/2023 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1) Independent Sales - outside insurance sales, Anthem, Harvard, Pilgram, Tufts, Humana

Exams

• S66 Uniform Combined State Law Examination
  2024-03-07
• S63 Uniform Securities Agent State Law Examination
  2009-05-26

Other Names

• Joel J Kapelson
• Joel Kapelson