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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-04-03
  • NH RA
    APPROVED
    Since 2024-04-03

Branch Locations

100 International Drive Ste 340, Portsmouth, NH 03801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Bedford NH 11/2011 06/2017
Mml Investors Services Bedford NH 11/2011 06/2017
Axa Advisors, Llc New York NY 06/2017 08/2019
Pruco Securities Llc Bedford NH 07/2019 09/2020
The Prudential Insurance Company Of America Bedford NH 07/2019 09/2020
New York Life Insurance Co Manchester NH 06/2020 06/2023
Nylife Securities Llc Manchester NH 10/2020 06/2023
Equitable Advisors, Llc New York NY 06/2023 Present
  • 11/2011 → 06/2017
    Massmutual Life Insurance Company
    Bedford, NH
  • 11/2011 → 06/2017
    Mml Investors Services
    Bedford, NH
  • 06/2017 → 08/2019
    Axa Advisors, Llc
    New York, NY
  • 07/2019 → 09/2020
    Pruco Securities Llc
    Bedford, NH
  • 07/2019 → 09/2020
    The Prudential Insurance Company Of America
    Bedford, NH
  • 06/2020 → 06/2023
    New York Life Insurance Co
    Manchester, NH
  • 10/2020 → 06/2023
    Nylife Securities Llc
    Manchester, NH
  • 06/2023 → Present
    New York, NY
Other Businesses

1) Independent Sales - outside insurance sales, Anthem, Harvard, Pilgram, Tufts, Humana

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-07
S63 Uniform Securities Agent State Law Examination 2009-05-26
  • S66 Uniform Combined State Law Examination
    2024-03-07
  • S63 Uniform Securities Agent State Law Examination
    2009-05-26
Other Names
  • Joel J Kapelson
  • Joel Kapelson

View on SEC IAPD

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