Cale Allen Brown

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-05
KS	RA	APPROVED	2012-05-18

TX RA
APPROVED_RES

Since 2017-01-05
KS RA
APPROVED

Since 2012-05-18

Branch Locations

300 S Main, Wichita, KS 67202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Wichita	KS	03/2012	11/2016
Wells Fargo Clearing Services, Llc	Wichita	KS	11/2016	Present

03/2012 → 11/2016

Wells Fargo Advisors Llc

Wichita, KS
11/2016 → Present

Wells Fargo Clearing Services, Llc

Wichita, KS

Other Businesses

5050 SOCCER LLC; NON INVESTMENT RELATED; WICHITA, KS; 100% OWNERSHIP; START 12/04; 4 HRS PER MONTH 0 DURING TRADING; SELL SOCCER T-SHIRTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-17
S63	Uniform Securities Agent State Law Examination	2009-04-30

S65 Uniform Investment Adviser Law Examination

2012-05-17
S63 Uniform Securities Agent State Law Examination

2009-04-30

Other Names

Cale A Brown

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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