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1215 Fourth Avenue Suite 2200, Seattle, WA 98161 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-10 |
Branch Locations
1215 Fourth Avenue Suite 2200, Seattle, WA 98161 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 01/2010 | 10/2022 |
| Bank Of America, N.A. | Seattle | WA | 08/2014 | 10/2022 |
| Morgan Stanley Smith Barney Llc | Bellevue | WA | 10/2022 | 09/2025 |
| Wafd Wealth, Inc | Seattle | WA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-03 |
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