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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-11-20 |
Branch Locations
111 E. Merrill St. Suite 400, Birmingham, MI 48009 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Birmingham | MI | 10/2013 | 08/2017 |
| Ubs Financial Services Inc | Troy | MI | 03/2018 | 10/2025 |
| Morgan Stanley | Troy | MI | 08/2017 | 03/2018 |
| Arax Advisory Partners, Llc | Denver | CO | 11/2025 | Present |
| Kingswood Capital Partners | 111 E. Merrill St. | MI | 11/2025 | Present |
1)Arax Advisory Partners - Investment Related - 111 E Merrill St. Suite 400, Birmingham, MI 48009 - DBA/Advisory Services - Client Service Professional - 11/3/2025 160 hours per month - 150 hours per month during trading hours 2)DBC America LLC - Investment Related - 1350 John A Papal Dr. Lincoln Park, MI 48146 - Marketing Brand Ambassadors, Print Shop, Liquor Demos - Liquor Demo Rep. - Start Date 1-2026 - 8-10 Hrs per month devoted - 0 Hrs during trading hours. 3)Kingswood Capital Partners, investment-related, - 200 E. 6th Street Austin, TX 78701, investments, registered representative, 11/03/2025, 1 hour per month; 1 during securities trading hours. 4) OBA DBC America LLC,Is Not Investment Related,"1530 John A Papas Dr, , Lincoln Park, MI, 48146, United States",Marketing/Amabassadors,Liquor Demo Rep,1/1/2026,10 hours per month,0 hours per month during trading hours,Commission Compensation,Liquor Demos/Tastings in Party Stores or at events
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-08 |
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