Anthony Roberts

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-02-26

OH RA
APPROVED

Since 2018-02-26

Branch Locations

312 Walnut Street Suite 2300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Riverpoint Capital Mgmt Llc	Cincinnati	OH	10/2012	09/2018
Mariner Wealth Advisors	Cincinnati	OH	02/2018	Present

10/2012 → 09/2018

Riverpoint Capital Mgmt Llc

Cincinnati, OH
02/2018 → Present

Mariner Wealth Advisors

Cincinnati, OH

Previous Registrations

2013-01-04 → 2018-11-26

Mariner Wealth Advisors

Cincinnati, OH
2011-06-13 → 2012-12-31

Riverpoint Capital Management, Inc.

Cincinnati, OH
2009-03-24 → 2011-04-11

Hilliard Lyons Capital Management, Llc

Louisville, KY

Cincinnati, OH

Other Businesses

Cincinnati Art Museum; Cincinnati, OH, Not investment related, Titles: Board of Trustees, member of Executive Committee of the Board of Trustees, Chair of the Investment Committee, member of Finance Committee; Start date: 9/1/2020, 4 hours per month, 0 hour during trading hours.

Current Employers

Mariner

Disclosures

Employment History

Previous Registrations

Other Businesses

Designations

Other Names

Other Firms

Other Investors

Other Offices

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