Matthew James Holbrook

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 09/2016
  Deutsche Bank Securities Inc.
  Greenwich, CT
• 09/2016 → 08/2022
  Raymond James & Associates, Inc.
  Greenwich, CT
• 08/2022 → 02/2025
  Rockefeller Financial Llc
  Stamford, CT
• 02/2025 → 01/2026
  Rockefeller Financial Llc
  Boca Raton, FL
• 10/2025 → 01/2026
  Rockefeller Capital Management
  Boca Raton, FL
• 01/2026 → Present
  Lpl Financial Llc
  Boca Raton, FL

Previous Registrations

• 2022-08-18 → 2026-02-09
  Rockefeller Financial Llc
  Stamford, CT
  New York, NY
  New York, NY
  Boca Raton, FL
• 2025-10-31 → 2026-02-09
  Rockefeller Capital Management
  Boca Raton, FL
• 2016-09-06 → 2022-08-24
  Raymond James & Associates, Inc.
  Greenwich, CT
• 2010-12-02 → 2016-09-06
  Deutsche Bank Securities Inc.
  Greenwich, CT

Exams

• S66 Uniform Combined State Law Examination
  2009-04-27

Other Names

• Matthew James Holbrook