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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-29 |
| OH | RA | APPROVED | 2022-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Cincinnati | OH | 04/2016 | 11/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2016 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 11/2022 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 02/2023 | Present |
I*1095258 For profit or not for profit: Entity For Profit Name of outside business organization: Portsmouth Cement and Lime Supply Company Investment related: N Address of business: Portsmouth, Ohio, 45662, United States Nature of business: ["Corporation"] Position, title, association: ["Officer"], Start date of relationship: 11/29/2013 Number of hours devoted: 30 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The company is a building supply company that supplies material to commercial and retail builders. I have a limited role in the running the day to day of the company, I am mostly involved in an advisory and financial capacity. I*1095259 For profit or not for profit: Entity For Profit Name of outside business organization: CCb Holdings Investment related: N Address of business: Portsmouth, Ohio, 45662, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 11/29/2013 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This is a commercial building rental holding company and vacation rental holding company. I am mainly involved in the financial management of the company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-23 |
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