Alex J Wenthe

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-09-06
NJ	RA	APPROVED	2017-05-22

TX RA
APPROVED_RES

Since 2022-09-06
NJ RA
APPROVED

Since 2017-05-22

Branch Locations

2150 Highway 35 Suite 200, Sea Girt, NJ 08750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Spring Lake	NJ	03/2009	11/2016
Wells Fargo Clearing Services, Llc	Spring Lake	NJ	11/2016	05/2017
Morgan Stanley Smith Barney Llc	Sea Girt	NJ	05/2017	Present
Morgan Stanley Private Bank, N.A.	New York	NY	06/2017	Present

03/2009 → 11/2016

Wells Fargo Advisors Llc

Spring Lake, NJ
11/2016 → 05/2017

Wells Fargo Clearing Services, Llc

Spring Lake, NJ
05/2017 → Present

Morgan Stanley Smith Barney Llc

Sea Girt, NJ
06/2017 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2009-05-28 → 2017-05-19

Wells Fargo Clearing Services, Llc

Red Bank, NJ

Spring Lake, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-22

S66 Uniform Combined State Law Examination

2009-05-22

Other Names

Alex Wenthe

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

FIREWEED VENTURES MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

LPL ENTERPRISE, LLC

KINGSWOOD WEALTH ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

MICHAEL FOLAN OBERDORF

JOHN CHRISTOPHER SHIBLES

ROBERT DANIEL MAHER

KENLEY A. RAGUSA

DANIELLE RUSSO MAGRINI

Andrew T Lindenbaum

Christian M Fusco

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Sea Girt, NJ

LPL FINANCIAL LLC · SEA GIRT, NJ

FIREWEED VENTURES MANAGEMENT, LLC · SEA GIRT, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MANASQUAN, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Manasquan, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MANASQUAN, NJ

LPL ENTERPRISE, LLC · MANASQUAN, NJ

KINGSWOOD WEALTH ADVISORS, LLC · Wall, NJ

More in Sea Girt, NJ

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