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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-04-24
  • TX RA
    APPROVED
    Since 2006-04-24

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

Round Rock, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 01/2006 Present
Bank Of America N.A. Austin TX 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-21
  • S66 Uniform Combined State Law Examination
    2006-04-21
Other Names
  • Jonthan Kyle Alfred

View on SEC IAPD

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