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Jason Berghold

Cetera Investment Advisers LLC

Cheektowaga, NY

Lancaster, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

300 Airborne Parkway Suite 216, Cheektowaga, NY 14225 • United States

Lancaster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Buffalo NY 01/2015 03/2017
Evans Bank Hamburg NY 03/2017 07/2017
Foresters Financial Services Inc. Buffalo NY 07/2017 02/2019
Foresters Financial Services, Inc. Cheektowaga NY 02/2019 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Cheektowaga NY 06/2019 Present
Cetera Wealth Services, Llc El Segundo CA 06/2019 Present
Cetera Advisers Llc Greenwood Village CO 06/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2019 Present
Cetera Advisors Llc St. Cloud MN 06/2019 Present
  • 01/2015 → 03/2017
    Key Investment Services Llc
    Buffalo, NY
  • 03/2017 → 07/2017
    Evans Bank
    Hamburg, NY
  • 07/2017 → 02/2019
    Foresters Financial Services Inc.
    Buffalo, NY
  • 02/2019 → 06/2019
    Foresters Financial Services, Inc.
    Cheektowaga, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Cheektowaga, NY
  • 06/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2019 → Present
    Cetera Advisers Llc
    Greenwood Village, CO
  • 06/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2019 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Other Businesses

DEPEW HIGH SCHOOL, VOLUNTEER HIGH SCHOOL FOOTBALL COACH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-03-26
  • S63 Uniform Securities Agent State Law Examination
    2009-03-26
Other Names
  • Jason Joseph Berghold

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
HAZARD & SIEGEL ADVISORY SERVICES LLC
HIGHTOWER ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

ROBERT ANTHONY ERVOLINA
Austin Michael Robare
Thomas John Wahl
Francis Bartholomew Mazzilli
JOANNE LETIZIA MEIER
ANNAMARIE PERA
Allen M Judkins
Jason Louis Spatz

Other Offices

CETERA INVESTMENT ADVISERS LLC · CHEEKTOWAGA, NY
CETERA INVESTMENT ADVISERS LLC · CHEEKTOWAGA, NY
LPL FINANCIAL LLC · CHEEKTOWAGA, NY
LPL FINANCIAL LLC · CHEEKTOWAGA, NY
KEY INVESTMENT SERVICES LLC · DePew, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DEPEW, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Depew, NY
LPL FINANCIAL LLC · DEPEW, NY

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