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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-28
RI RA APPROVED 2015-04-04
  • TX RA
    APPROVED
    Since 2016-11-28
  • RI RA
    APPROVED
    Since 2015-04-04

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

South Kingstown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Williams Sonoma Dedham MA 11/2014 Present
Rbc Capital Markets, Llc Providence RI 12/2014 Present
City National Bank Providence RI 05/2018 Present
  • 11/2014 → Present
    Williams Sonoma
    Dedham, MA
  • 12/2014 → Present
    Providence, RI
  • 05/2018 → Present
    City National Bank
    Providence, RI
Other Businesses

NAME OF ENTITY: Hasbro Childrens Hospital ADDRESS: P.O Box H Providence, Rhode Island 02901 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Hasbro Children's Hospital Heroes Ball for 2023 CAPACITY: Committee/Council Member START DATE: 01.27.23' DUTIES: I have been asked to be on the event planning committee for the Hasbro Children's Hospital 2023 Heroes Ball. There will be monthly meetings beginning the end of January through the event date of August 19, 2023. Email from client attached to this request. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-04
  • S66 Uniform Combined State Law Examination
    2015-04-04
Other Names
  • Courtney Elizabeth Chellgren

View on SEC IAPD

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